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Full Description
Easier audits, protection again fraud, streamlined process controls—this is why you need SAP Process Control in your organization. With this comprehensive guide, see how to implement and configure the solution, from maintaining connectors to defining master data. Follow step-by-step instructions to use control evaluation procedures, report on and remediate ad hoc issues, and automate controls with continuous controls monitoring (CCM). With information on using standard reports, enabling SAP Fiori apps, and adding SAP Financial Compliance Management to your landscape, this SAP Process Control guide has everything you need!
Highlights include:
1) Internal controls
2) Governance
3) Configuration
4) Master data
5) Control evaluation
6) Ad hoc issues
7) Continuous controls monitoring (CCM)
8) Policy lifecycle
9) Reporting
10) SAP Fiori
11) SAP Financial Compliance Management
Contents
... Preface ... 15
... Target Audience ... 15
... How to Read This Book ... 16
... How This Book Is Organized ... 16
... Conclusion ... 18
... Acknowledgments ... 18
1 ... Introduction to SAP Process Control ... 21
1.1 ... History of SAP Process Control ... 21
1.2 ... Architecture and Landscape ... 24
1.3 ... Regulatory Requirements, Supported Systems, and Integrations ... 25
1.4 ... Enterprise Risk and Internal Control Management ... 35
1.5 ... Enterprise Risk and Compliance Management ... 36
1.6 ... Summary ... 38
2 ... Governance ... 39
2.1 ... Strengthen Internal Controls ... 40
2.2 ... Manage Internal Controls ... 46
2.3 ... Integration Approach ... 51
2.4 ... Summary ... 55
3 ... Prerequisites ... 57
3.1 ... Check License Agreements ... 57
3.2 ... System Sizing ... 59
3.3 ... Component and Plug-In Requirements ... 61
3.4 ... Summary ... 63
4 ... Basic Configuration ... 65
4.1 ... Initial Configuration ... 65
4.2 ... Workflow Configuration ... 71
4.3 ... Shared Master Data Settings ... 88
4.4 ... Integration Framework ... 92
4.5 ... Multiple Compliance Framework ... 98
4.6 ... Other Configurations ... 105
4.7 ... Introduction to Work Centers for SAP Process Control ... 112
4.8 ... Summary ... 118
5 ... Master Data Management ... 119
5.1 ... Introduction to Master Data ... 119
5.2 ... Business Process Hierarchies ... 122
5.3 ... Organization Hierarchies ... 156
5.4 ... Users and Roles ... 163
5.5 ... Working with Indirect Entity-Level Controls ... 169
5.6 ... Approval Workflow for Master Data Changes ... 173
5.7 ... Uploading Master Data Using the Master Data Upload Generator ... 178
5.8 ... Summary ... 181
6 ... Control Evaluation ... 183
6.1 ... Introduction to Control Evaluation ... 183
6.2 ... Control Design Assessment ... 185
6.3 ... Control Self-Assessment ... 223
6.4 ... Manual Control Performance ... 227
6.5 ... Manual Test of Effectiveness ... 248
6.6 ... Reporting ... 262
6.7 ... Summary ... 263
7 ... Ad Hoc Issue Management ... 265
7.1 ... Configuration ... 265
7.2 ... Issue Remediation Process ... 270
7.3 ... Reporting ... 285
7.4 ... Summary ... 287
8 ... Continuous Control Monitoring ... 289
8.1 ... Introduction to Continuous Control Monitoring ... 289
8.2 ... Data Sources ... 292
8.3 ... Business Rules ... 326
8.4 ... Perform Control Business Rule Assignment ... 357
8.5 ... Create an Automated Monitoring Job ... 359
8.6 ... Transport Procedure ... 367
8.7 ... Export and Import Functionality ... 379
8.8 ... Usage of the SAP HANA Subscenario ... 383
8.9 ... Reporting ... 389
8.10 ... Summary ... 392
9 ... Additional Features in SAP Process Control ... 393
9.1 ... Policy Lifecycle Management ... 393
9.2 ... Disclosure Surveys ... 412
9.3 ... Sign-Off Functionality ... 421
9.4 ... Summary ... 434
10 ... Reporting ... 435
10.1 ... Reports by Work Centers ... 435
10.2 ... Personalization and Configuration ... 452
10.3 ... Interpretation of Report Results ... 461
10.4 ... Summary ... 463
11 ... SAP Fiori for SAP Process Control ... 465
11.1 ... SAP Fiori Apps for SAP Process Control ... 465
11.2 ... SAP Fiori Configuration ... 468
11.3 ... Working with SAP Fiori Apps ... 476
11.4 ... Mapping Custom Catalogs, Groups, and Space IDs to Transaction PFCG Roles ... 481
11.5 ... Summary ... 487
12 ... SAP Financial Compliance Management ... 489
12.1 ... Overview ... 489
12.2 ... Master Data Elements ... 491
12.3 ... Control Evaluation Procedures ... 500
12.4 ... Summary ... 515
... The Authors ... 517
... Index ... 519
