Technology and Regulation : How Are They Driving Our Markets? (Zicklin School of Business Financial Markets)

Schwartz, Robert A. (EDT)/ Byrne, John Aidan (EDT)/ Colaninno, Antoine

Springer Verlag（2009/08発売）

• 製本 Hardcover:ハードカバー版／ページ数 117 p.
• 言語 ENG
• 商品コード 9781441904799
• DDC分類 658

Full Description

This book is an augmented account of Technology and Regulation: How Are They Driving Our Markets?, a conference hosted by the Zicklin School of Business at Baruch College on May 1, 2007. The text includes the edited transcript of the full conference: four panels and the major presentations of three distinguished industry leaders - Ian Domowitz, Managing Director, ITG, Inc.; Erik Sirri, Director of the Division of Market Regulation, US Securities and Exchange Commission; and John Thain, who was CEO of NYSE Euronext at the time of the conference. The book also includes a related paper by Paul Davis, Mike Pagano, and myself: "Divergent Expectations," Journal of Portfolio Management, Fall 2007. My co-editors and I have worked diligently to make this book, like all the other popular books in the series, more than an historical record. John Byrne, Antoinette Colaninno and I have edited the manuscript heavily for clarity and unity of ideas.

Contents

Opening Address.- The Impact of Electronic Trading Technology.- Dialog with Erik Sirri.- Regulatory Initiatives: Implications for Competition and Efficiency.- What the Buy-Side Needs.- Market Quality, The Big Picture.- Dialog with John Thain.- Divergent Expectations.