基本説明
The book considers the various substantive legal and regulatory issues that fall under subject of financial crime, particularly from the perspective of banks and other financial institutions. It looks at the specifics of the UK regime, European-level issues and global developments, and brings together everything within the financial crime agenda to give a coherent picture.
Full Description
This practical title provides comprehensive coverage of the law and regulation relating to all aspects of financial crime, as they affect the practitioner. In particular it: * Goes through the different offences which constitute financial crime - fraud, money laundering, market abuse, bribery and corruption, tax evasion, etc * Explains the legal principles of financial crime * Covers sentencing and other penalties * Explains how the different enforcement bodies (FSA, SOCA, SFO, HMRC) each operate in relation to the different types of financial crime * Considers all the controls a firm needs to have in place in relation to the different types of offence * Deals with internal investigations and employment issues * Includes coverage of US issues, particularly as they impact on UK institutions. Contents Introduction - the financial crime enforcement landscape. UK Enforcement Bodies. Tax. Fraud. Data Security. Insider Dealing and Market Abuse. Bribery and Corruption Issues. Money Laundering/CTF. Financial and Trade Sanctions. US Issues. Civil Liability. Internal Investigations and Employment Issues. External Investigations. Jurisdiction: UK
Contents
Introduction. International Issues. Fraud. Data Security, Identity Theft, Online Crime. Insider dealing and market abuse. Bribery and Corruption Issues. Money laundering / CTF. Financial and trade sanctions. Civil liability. External Investigations. Criminal investigations. Internal investigations and employment issues.
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