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Full Description
Raising Capital for Your Company or Your Real Estate Acquisition?
Russell Weigel has been practicing securities law since 1990. For more than ten of these years he was an attorney for the Securities & Exchange Commission. Since 2001, he has been in private practice counseling public and private capital raisers and defending the securities industry and corporate executives from SEC and FINRA enforcement matters.
Russell Weigel opens your eyes to the risks of raising capital but shows you a path to minimize these risks.
Whether private or public, companies raising capital the wrong way and not properly planning for unforeseen events can result in substantial loss. Capital for Keeps is designed to save the entrepreneur thousands of dollars in legal fees by educating them on their options and the standards of conduct expected of them to stay away from the courthouse.
Contents
Foreword by Wayne Allyn Root
Foreword by R. Richard Hawkins, II
Chapter 1.Raising Capital---An Overview of the Regulation of Investment Offerings and the Risks of Non-Compliance
Chapter 2.Taking Inventory: Your People, Your Cash Needs, and Your Friends
Chapter 3.Mindset of Management: Corporate Pirates or Kumbayah-Culture?
Chapter 4.What Does "General Solicitation and Advertising" Mean, and Why Is It a Problem?
Chapter 5.Penalties and Problem Areas
Chapter 6.The Solicitation to the Investor: Making an Offer
Chapter 7.Who Can and Cannot Communicate with Prospective Investors
Chapter 8.Who You Should Not Speak to
Chapter 9.Methods of Communicating Financial Offers
Chapter 10.How Much Capital Do You Need? Exemption Planning
Chapter 11.What Is the Roadmap to Raising Capital with the Least Litigation Risk?
Chapter 12.A Simple Real Estate Financing Example
Chapter 13.A Simple Business Buyout Example
Chapter 14.A Simple Start-Up Business Capital Raise
Chapter 15.Capital for Keeps - Keeping Investors Happy
Chapter 16.Professional Assistance
Appendices
Sample Form Officer and Director Questionnaire
Sample Due Diligence Checklist
Sample SEC Form D
Sample New York Regulation D Rule 506 Notice of Exemption
Sample New York Selling Agent Registration
Sample Uniform Consent to Service
