基本説明
Explains the key aspects of the UK Market Conduct Regulations.
Full Description
'A Practitioner's Guide to the Regulation of Market Abuse' covers all aspects of the law and regulation relating to market abuse in the UK. Its focus is to explain how the market abuse regime operates in practice.
Contents
Overview of Market Conduct Regulations in the UK. When Does the UK Regime Apply? Insider Trading. Tipping. Market Manipulation: Overview. Market Manipulation: Misleading Statements. Market Manipulation: Transactions. Market Manipulation: Misleading or Distorting the Market Through Conduct (other than trading). Practical Application: Primary Markets. Practical Application: M&A Transactions. Practical Application: Listed Companies. Practical Application: Sales and Trading. Practical Application: Commodities Futures Trading. Practical Application: Fund Management.