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Full Description
This book offers best practice advice on how to meet anti-money laundering (AML) regulations and will help you put together an effective framework to meet your legal obligations.It includes a comprehensive selection of example documents, checklists and an unrivalled collection of training materials.
Contents
AcknowledgementsHow to use this bookIntroductionChapter 1: Fundamental ConceptsBackground and definitionsKey processes in money laundering and terrorist financingMoney launderingTerrorist financingFurther differences between terrorist financing and classical money launderingSuspicion recognitionChapter 2: The International AML and CFT FrameworkKey components of the international Legal and institutional and legal frameworkA developing framework to combat tax evasionA developing framework to combat proliferation financingThe Financial Action Task Force (FATF)FATF regional style bodies and associate membersOther relevant international bodiesKey requirements for financial institutionsKey components of a national AML/CFT frameworkChapter 3: The Role, Structure and Position of the AML/CFT Compliance FunctionStructure and cultureAML/CFT best practiceBest practice in higher-risk products and servicesIT systemsTraining and communicationA '-pro-business' approachManagement of internal suspicion reportingChapter 4: KYC and the Risk-Based ApproachBackground to the Risk-Based ApproachComponents of the Risk-Based ApproachMitigating controlsRegulatory environmentSpecial categories: PEPsConstructing a Risk-based Approach for your organisationThe Core components of CDDCDD processes and toolsExample risk assessment frameworksConstructing a CDD framework for financial institutionsConstructing a CDD framework for retail/consumer banking businessConstructing a CDD framework for private bankingChapter 5: Reputational riskManaging a reputational riskWhen banks go wrong: cases of punishment and penaltiesManaging reputational risk: the experience of the Multilateral Development Banks MDBsThe integrity 'red flags' checklist and the due diligence investogation toolsPractical applicationChapter 6: Suspicion recogntionBackground and general principlesMoney laundering typologiesTerrorist financing typologiesAccount analysis examples'Accumulation of evidence' casesChapter 7: International CooperationBackgroundModern structures of organised crime and terrorism Mechanisms and tools of international cooperationInternational cooperative bodiesChapter 8: Modern Money Laundering and Terrorist Financing: Two Case StudiesIntroductionSmoke and Mirrors: AlnaBank and the Messengers of GodToo Good to be True: AlnaBank and the laundering of the Kransky millionsIndex
